FS

Form SH‌‌‍‌​​​‍‌‍‍‍​‌‌​​‌‌‌‌​‌​‌‍‍​

instrument active
SEC filing form for reporting short sales by institutional investment managers
Tracked:SEC filing form for reporting short sales by institutional investment managers · 1 documented connection
4
Facts
1
Connections
9
Sources
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Key Connections
← Securities and Exchange Commission government agency
created
SEC created Form SH through emergency orders for short sale reporting
Facts (4)
Data Freshness
Fresh Last update: 8d ago · Avg age: 4392d
Confidence Tiers: Primary Source — cross-referenced government/corporate filings Pending Review — sourced but not independently verified AI Inference — analytical hypothesis from cross-referencing
Documented Records (3)
Sourced from government databases, press reports, and corporate filings. Not yet independently verified.
Primary Source The first Form SH filing was due September 29, 2008,‌‌‍‌​​​‍‌‍‍‍​‌‌​​‌‌‌‌​‌​‌‍‍​ covering short sale activity from September 22, 2008
Primary Source The Form SH reporting requirement applied to institutional investm‌‌‍‌​​​‍‌‍‍‍​‌‌​​‌‌‌‌​‌​‌‍‍​ent managers who filed Form 13F for the quarter ended June 30, 2008
Primary Source Form SH filings were required on the first business da‌‌‍‌​​​‍‌‍‍‍​‌‌​​‌‌‌‌​‌​‌‍‍​y of every calendar week following short sale activity
Raw Filing Records (1) — unsourced metadata
Pending Review Form SH filed filing with the SEC on 2008-10-20. Accession number: N/A.
Date: 2008-10-20 Added: 09 Apr 2026 SEC FILING SEC EDGAR: filing — Form SH (2008-10-20) 📋
All Connections (1)
← Securities and Exchange Commission government agency
created confirmed
SEC created Form SH through emergency orders for short sale reporting
Sources (9)
2009-01-23 SEC FILING SEC EDGAR: filing — Form SH (2009-01-23) sec_filing Processed
2008-11-06 SEC FILING SEC EDGAR: filing — Form SH (2008-11-06) sec_filing Processed
2009-05-14 SEC FILING SEC EDGAR: filing — Form SH (2009-05-14) sec_filing Processed
2009-02-06 SEC FILING SEC EDGAR: filing — Form SH (2009-02-06) sec_filing Processed
2009-04-03 SEC FILING SEC EDGAR: filing — Form SH (2009-04-03) sec_filing Processed
2008-10-20 SEC FILING SEC EDGAR: filing — Form SH (2008-10-20) sec_filing Processed
2008-09-29 ↗ Foley & Lardner analysis and SEC emergency orders web_search Processed
2008-06-30 ↗ SEC Emergency Order 58591 and multiple law firm analyses web_search Processed
2008-09-22 ↗ SEC Emergency Order 58591 and Carter Ledyard analysis web_search Processed